AIMA Solved Assignments for FM06
Available: Soft Copy
Call or What’s App at +91-9911899400
Subject Code: FM06
Subject Name: MANAGEMENT OF FINANCIAL SERVICES
Component name: ASSIGNMENT 1
Assignment Start Date: 15/11/2022
Assignment End Date: 15/01/2023
Question 1:- __________is a road towards a high growth economy.
a) Venture capital
b) Merchant banking
c) Leasing
d) None of these
Question 2:- Hedging of risks by using_________.
a) Swaps and derivatives
b) Swaps only
c) Derivatives
d) None of these
Question 3:- R O C stands for___________.
a) Registrar of companies
b) Registered companies
c) Registrar of consulter
d) Registrar of capital
Question 4:- ___________stage is called fledging stage.
a) first round financing
b) Second round financing
c) Start-up capital
d) None of these
Question 5:- Modern activities exclude:
a) Personal advisory services
b) Managing the capital issue
c) Assisting mergers and acquisitions
d) Capital restructuring
Question 6:- Financing sick unit to make them profitable is called__________.
a) Turn around
b) Buyout
c) Bridge
d) None of these
Question 7:- Financial intermediaries provide services on the basis of non‐fund activities, also called:
a) Participating activity
b) Fee based activity
c) Commission based activity
d) Salary based activity
Question 8:- Financial service companies exclude:
a) Commercial banks
b) Insurance companies
c) Sole proprietorship
d) Crepitating agencies
Question 9:- __________is needed for developing a product in the initial stages.
a) Seed capital
b) Start-up capital
c) Second round financing
d) None of these
Question 10:- The _________is used to estimate the annual revenue of the new company.
a) Revenue multiplier factor
b) Expense multiplier factor
c) Conventional multiplier factor
d) None of these
Question 11:- _______ is a service offered by a stock broker i.e.; buying and selling or dealing in shares on behalf of the customers.
a) Lease finance
b) Venture capital
c) Merchant banker
d) Stock broking
Question 12:- The first bank to set up a separate merchant banking division in India:
a) Punjab national bank
b) Standard charted bank
c) National & Grin days bank
d) National city bank
Question 13:- Discounting of bills of exchange is an attractive __________ based financial service provided by the finance companies.
a) Fee
b) Fund
c) Opinion
d) Capital
Question 14:- __________ means buying the control of a sick company.
a) Turn around
b) Buyout
c) Bridge
d) None of these
Question 15:- Role of merchant bankers _______.
a) Mobilization of funds
b) Promotional function
c) Innovation
d) All of these
Question 16:- Insurance is a (an):
a) Instrument
b) Contract
c) Agreement
d) Rating
Question 17:- The venture capital process involves post investment Services is also called__________.
a) Investment nurturing
b) Turn around financing
c) Seed money
d) None of these
Question 18:- The features of hire purchase:
a) The possession of goods is given to the buyer immediately
b) The ownership in the goods remains with the vendor till the last instalment is paid.
c) The seller can repossess the goods in case of default in payment
d) All of these
Question 19:- A merchant bank can help an organization specifically in promotional functions,___________.
a) Sponsoring the issue
b) Marketing
c) None of these
d) All of these
Question 20:- The purpose of valuation is to assess the ____________ & viability of the venture & to divide of the percentage of the VCF ownership in the new venture.
a) Profitability
b) Feasibility
c) Availability
d) None of these
Subject Code: FM06
Subject Name: MANAGEMENT OF FINANCIAL SERVICES
Component name: ASSIGNMENT 2
Question 1:- Functions of a factor exclude
a) Credit rating
b) Credit recording
c) Credit administration
d) Credit financing
Question 2:- Functions of financial services exclude:
a) Mobilization of savings
b) Allocation of fund
c) Specialized services
d) Collection of tax
Question 3:- The term___________refers financial investment in a highly risky and growth oriented venture with the objective of earning a high rate of return.
a) Venture capital
b) Merchant banking
c) Leasing
d) None of these
Question 4:- Venture capital organized in____________.
a) 1995
b) 1954
c) 1952
d) 1950
Question 5:- ____________form of loan financing carries lower interest rates initially & increases when the assisted venture units become commercially operational
a) Conventional loan
b) Conditional loan
c) Income notes
d) None of these
Question 6:- N.B F C stands for ________
a) Non banking finance companies
b) Non banking financial corporation
c) Non bulk finance companies
d) None of these.
Question 7:- In hire purchase system, each installment is treated as_________ till the last installment is paid.
a) Interest
b) Hire charge
c) Payment
d) Credit
Question 8:- Find out odd one‐Authorization criteria of merchant bankers.
a) All business performed
b) Professional competence
c) Capital adequacy
d) Past experience
Question 9:- Lead merchant banker should advice the issuer to enter into _________with a particular intermediary for the purpose of issue management.
a) Memorandum of understanding
b) R O C
c) Agreement
d) Arrangement
Question 10:- High risk is an outstanding feature of _____________.
a) Mutual fund
b) Venture capital
c) Debenture finance
d) Govt. bonds
Question 11:- ____________is the opinion of the rating agency on the relative ability and willingness of the issuer of debt instrument to meet the debt service obligations as and when they arise.
a) Credit rating
b) rating by merchant banker
c) merit rating
d) operating feed back
Question 12:- ___________covers the entire range of services provided by a merchant banker.
a) Project counselling
b) Corporate counselling
c) Credit syndication
d) Market makers
Question 13:- The purpose of valuation is to assess the profitability & ____________ of the venture.
a) Accessibility
b) Marketability
c) Viability
d) None of these
Question 14:- _____________ partner whose liability is unlimited.
a) General
b) Limited
c) Venture
d) None of these
Question 15:- Factoring is method of raising____________finance through account receivable credit offered by commercial banks and factors.
a) Long term
b) Medium term
c) short term
d) All of these
Question 16:- ____________ is a fund based financial service, provides resources of finance receivable as well as facilities the collection of receivables.
a) Leasing
b) Hedge finance
c) Merchant banker
d) Factoring
Question 17:- __________ is a combination of conventional and conditional loans.
a) Income notes
b) Debt instrument
c) Equity instrument
d) None of these
Question 18:- In ____________method the starting time & exit time of the venture investment is only considered.
a) Conventional valuation method
b) First Chicago method
c) revenue multiplier method
d) None of these
Question 19:- Post issue management activities include:
a) Analysis of collection
b) Processing of data
c) Issue of refund orders
d) All of these
Question 20:- __________capital is needed for product development and initial marketing.
a) Seed capital
b) Start-up capital
c) First round financing
d) None of these